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ABOUT S.G. LONG & CO.

 

S.G. Long & Company is a Broker/Dealer registered with the National Association of Securities Dealers. The firm is located at 283 West Front Steet in Missoula Montana. S.G. Long is one of only two registered Investment Advisory Firms in the state of Montana. We provide a full range of investment related services. These services include, but are not limited to, retail sales, institutional trading, retirement and estate planning, investment advisory services, and insurance products, for our customers.

S.G. Long Investment Advisors: Each investor is unique. knowledge is central to all we do at S.G. Long & Company Investment Advisors, a professional money management firm based in Montana. We understand that you approach money matters with experiences and feelings all your own. As a result, we work in a strictly personal way. We create your custom porfllio with investments that you are comfortable with and that meet your goals. We manage your money continously and professionally, revisiting decisions with you as your objectives change. We charge fairly, with no incentive to over-manage. We work for you, and with you. We listen. In a world of impersonal service, we stand apart.

Business Continuity Plan Summary

S.G. Long & Company, in accordance with NASD regulation 3510, maintains and has plan to implement emergency procedures in the event of a significant business disruption (SBD). It is our goal to provide prompt and effective solutions to continue business with as minimal disruption as possible. We anticipate the possibility of internal or external SBDs and maintain procedures to effectively address either of these scenarios.

•  Internal SBDs affect only our firm's ability to communicate and do business, such as a fire in our building.

•  External SBDs prevent the operation of the securities markets or a number of firms, such as a terrorist attack, a city flood, or a wide-scale, regional disruption.

In the event of an internal SBD, S.G. Long & Company will immediately route all telephone calls through our toll free number, 800-823-8234 and set up operations at an alternate location. Information will be posted on our website at www.sglong.com to inform our customers of any alternatives means that may be available for them to send their orders to us. If necessary, we will advise our customers to place orders directly with our clearing firm. Our planned recovery time will be within 12 hours of the event.

In the event of an external SBD, S.G. Long & Company will continue to receive orders from our customers via telephone or in person. We will maintain the order in electronic or paper format, and deliver the order to our clearing firm by the fastest means available when the clearing firm resumes operations.

This plan is subject to modification. In the event of any significant change an updated summary will be promptly posted to our website at www.sglong.com . We disclose this information to all customers at the time of opening a new account, annually, or by request.

For order routing information go to Transaction Auditing Group. For a copy of your order information contact your broker.

© 2004-2007 S.G. Long and Company
Member FINRA/SIPC. All rights reserved.