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S.G. Long & Company
is
a Broker/Dealer registered with the National Association
of Securities Dealers. The firm is located at 283 West
Front Steet in Missoula Montana. S.G. Long is one of
only two registered Investment Advisory Firms in the
state of Montana. We provide a full range of investment
related services. These services include, but are not
limited to, retail sales, institutional trading, retirement
and estate planning, investment advisory services, and
insurance products, for our customers.
S. G.
Long Investment Advisors: Each
investor is unique. knowledge is central to all
we do at S.G. Long & Company Investment Advisors,
a professional money management firm based in Montana.
We understand that you approach money matters with experiences
and feelings all your own. As a result, we work in a
strictly personal way. We create your custom porfllio
with investments that you are comfortable with and that
meet your goals. We manage your money continously and
professionally, revisiting decisions with you as your
objectives change. We charge fairly, with no incentive
to over-manage. We work for you, and with you. We listen.
In a world of impersonal service, we stand apart.
Business Continuity Plan Summary
S.G. Long & Company, in accordance with NASD regulation 3510,
maintains and has plan to implement emergency procedures in the event of a
significant business disruption (SBD). It is our goal to provide prompt and
effective solutions to continue business with as minimal disruption as
possible. We anticipate the possibility of internal or external SBDs and
maintain procedures to effectively address either of these scenarios.
Internal SBDs affect only our firm's ability to
communicate and do business, such as a fire in our building.
External SBDs prevent the operation of the
securities markets or a number of firms, such as a terrorist attack, a city
flood, or a wide-scale, regional disruption.
In the event of an internal SBD, S.G. Long & Company will
immediately route all telephone calls through our toll free number,
800-823-8234 and set up operations at an alternate location. Information will
be posted on our website at www.sglong.com
to inform our customers of any alternatives means that may be available for
them to send their orders to us. If necessary, we will advise our customers to
place orders directly with our clearing firm. Our planned recovery time will be
within 12 hours of the event.
In the event of an external SBD, S.G. Long & Company will
continue to receive orders from our customers via telephone or in person. We
will maintain the order in electronic or paper format, and deliver the order to
our clearing firm by the fastest means available when the clearing firm resumes
operations.
This plan is subject to modification. In the event of any
significant change an updated summary will be promptly posted to our website at
www.sglong.com . We disclose this information to all customers at the
time of opening a new account, annually, or by request.
For order routing information go to
Transaction
Auditing Group. For a copy of your order information contact your broker.
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