If you are an existent or prospective client, you may be providing us with, or we may be collecting, nonpublic personal information. In most cases this includes personal financial information such as net worth and annual income. For life and health insurance customers this information may include personal health information such as medical history. We only disclose personal health information permitted or required by law or with you prior written authorization. Therefore, in the remainder of this notice unless otherwise noted, references to nonpublic personal information exclude all personal health information.
We may collect nonpublic personal information from the following sources: 1)Information we receive from you on applications or other forms such as your name, address and social security number, 2)Information about your transactions with us, our affiliates, or others such as your account balances, 3)Information we receive from other third parties such as a consumer-reporting agency for the purposes of opening margin accounts and assessing creditworthiness. Please note that publicly available information, except in limited circumstances, is not considered nonpublic personal information.
It is our policy not to disclose any personal information about our clients or former clients. This includes providing client information to others for the purpose of marketing or soliciting products or services other than our own. We may disclose some or all of the nonpublic personal information described above about our clients to our clearing firm, mutual funds, insurance and annuity companies, or other service providers for the purposes of servicing and administering your account(s) - such as printing account statements. We directly or indirectly have agreements with our affiliates not to divulge or share any client information.
It is very important to us to maintain accurate and up to date information. If you ever find that your account information is incomplete, inaccurate or not current - please contact your SG Long & Company representative.
In the course of business it is necessary for employees of SG Long & Company to access information about you and your account(s). All employees are instructed to abide by our privacy policy and the Gramm-Leach-Bliley Act.
Please contact our office at 406.721.0999 if you have questions regarding this statement, or write to us at - SG Long & Company, 283 West Front Street Suite 302, Missoula MT, 5902, Attn:Compliance Department.
SG Long & Company © 2009 • Privacy Policy